Products
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Consumer Duty: Gap Analysis
CourseThis complete template outlines key questions to guide a comprehensive gap analysis review, including: Process/Policy; Product Approval; Value Assessment; Communications; Consumer Support; Outcomes Monitoring; Product Review; Reporting.
£118.80
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Consumer Duty Board Report Template
CourseThe Financial Conduct Authority’s Consumer Duty requires at least annual reporting to the Board of Directors. This is designed to be a starting point for your own Board Report, meeting the stated objectives of the FCA including their feedback.
£118.80
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Consumer Duty: Closed Product Review Template
CourseThe Financial Conduct Authority’s Consumer Duty makes several changes to PRIN, including the need to undertake product reviews on closed products. This is a template document containing all the areas the FCA require you to review.
£118.80
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Consumer Duty Policy
CourseThe FCA’s Consumer Duty comes into force in 2023. A clear Policy forms the basis of a firm's implementation. This is a template policy that can be amended as required.
£118.80
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Senior Manager Function Application Pack
BundleThis pack provides you with all you need to get a senior manager authorised by the FCA, it includes a step-by-step guide, fit and proper process template, statement of responsibilities template, skills gap-analysis and training plan.
£180
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SM&CR - SMF Training and Development Plan
CourseThis template training and development plan is designed to support SMF candidates whose skills gap analysis has highlighted potential gaps in training and competencies. This template assists in the tailoring of a training and development plan.
£90