Products
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Appointed Representatives Framework Pack
CourseThis pack includes a APR policy template, a due diligence questionnaire, an individual F&P assessment designed for APR staff, and a financial analysis template.
£358.80
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Financial Promotions Checklist
CourseAn editable checklist covering FCA requirements, supporting assessment against fair, clear and not misleading rules, content of the promotion, communications, ESG, The Consumer Duty and marketing.
£118.80
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Consumer Duty: Gap Analysis
CourseThis complete template outlines key questions to guide a comprehensive gap analysis review, including: Process/Policy; Product Approval; Value Assessment; Communications; Consumer Support; Outcomes Monitoring; Product Review; Reporting.
£118.80
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Consumer Duty Board Report Template
CourseThe Financial Conduct Authority’s Consumer Duty requires at least annual reporting to the Board of Directors. This is designed to be a starting point for your own Board Report, meeting the stated objectives of the FCA including their feedback.
£118.80
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Consumer Duty: Closed Product Review Template
CourseThe Financial Conduct Authority’s Consumer Duty makes several changes to PRIN, including the need to undertake product reviews on closed products. This is a template document containing all the areas the FCA require you to review.
£118.80
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Consumer Duty Policy
CourseThe FCA’s Consumer Duty comes into force in 2023. A clear Policy forms the basis of a firm's implementation. This is a template policy that can be amended as required.
£118.80